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AGREEMENTS

Step 1

Initial Setup

Sponsoring broker-dealer will form business ties with each Alternative Trading System and execute agreements via FIND Broker Dealer.

Step 2

Connectivity

FIND will ensure a connection with the Alternative Trading System (ATS) and Market Makers.

Step 3

Certification

FIND will certify with the Alternative Trading Systems for routing, market data, and API onboarding for the  sponsor broker.

Step 4

Agreement Requirements for Sponsor Brokers

  • Subscribers Agreement
  • Connectivity Agreement
  • Market Data Agreement
  • Commission Sharing Agreement (CSA)

Download Forms

Commission Sharing Advisory

Subscription Agreement

Service Bureau Authorization

Data Agreement

FIX Market Data

FIX Order Routing